Auks: The Diving Seabirds That Fly Underwater

Auks are a family of seabirds, the Alcidae, found exclusively in the Northern Hemisphere, often described as the ecological counterparts of penguins. About two dozen living species make up the family, ranging from the tiny least auklet, which weighs barely more than a few coins, to the thick-billed murre, a powerfully built diver that plunges well over a hundred meters beneath the ocean surface. What makes auks unusual among seabirds is their commitment to a dual life: most species both fly through air and “fly” underwater, using their wings for propulsion in both mediums. That double duty comes with serious physical trade-offs and has shaped nearly everything about how auks look, breed, eat, and die.

A Family Built Around Feeding at Sea

The Alcidae are a relatively homogeneous group in terms of body plan, but the species within the family have diversified mainly through diet. Some, like puffins and auklets, specialize in scooping up tiny zooplankton or small schooling fish near the surface. Others, like guillemots and murres, are pursuit divers that chase individual fish at considerable depth. This diversification into different feeding styles is the primary way auks have divided up the ocean’s resources, allowing multiple species to breed side by side on the same cliffs without directly competing for food.1Ibis. Adaptive Radiation in Alcidae The result is that a single seabird colony in the North Atlantic or North Pacific can host several auk species at once, each heading out to different water depths or targeting different prey sizes.

Despite this dietary variety, auks share a recognizable look: compact bodies, short wings, webbed feet set far back on the body, and dense waterproof plumage, usually black and white. They stand upright on land, reinforcing the penguin comparison. But unlike penguins, most auks retain the ability to fly, and that ability defines the central tension of their biology.

The Most Expensive Flight in the Animal Kingdom

A wing that works well underwater needs to be small, stiff, and paddle-like. A wing that works well in air needs to be long and flexible. Auks split the difference, and the compromise is brutal. Researchers measuring the energy costs of flight in thick-billed murres found that their flight costs are the highest recorded for any vertebrate. The birds burn enormous amounts of energy to stay airborne because their stubby, diving-adapted wings generate relatively little lift for their body size.2PubMed Central. High flight costs, but low dive costs, in auks support the biomechanical hypothesis for flightlessness in penguins

The flip side is that those same wings are remarkably efficient underwater. Murre dive costs are low compared to foot-propelled diving birds like cormorants, though still higher than the dive costs of penguins, which have abandoned flight entirely and can optimize their wings solely for swimming. This finding supports a long-standing idea in biology: there is a hard limit on how large a wing-propelled diving bird can get before flying becomes physically impossible. Penguins crossed that threshold. Auks live right at the edge of it.3PubMed Central. High flight costs, but low dive costs, in auks support the biomechanical hypothesis for flightlessness in penguins

You can actually see this trade-off in action by watching an auk fly. Their wingbeats are rapid and buzzy, almost frantic, more like an oversized bumblebee than a graceful gull. They cannot soar. They cannot glide for long. They must beat their wings constantly, and even then they are working far harder than almost any other bird in the sky. Smaller auks like puffins manage this more easily simply because their body weight is lower, but larger murres are pushing the physics of powered flight about as far as vertebrate biology allows.

How Auks Dive

Underwater, auks switch from their awkward airborne style to something far more elegant. They tuck their wings partially and use rapid, powerful strokes to drive themselves downward. Atlantic puffins, once thought to use only a downstroke while diving, actually employ an active upstroke as well. Their partly folded wings act like swept-back wingtips on a fighter jet, reducing drag and boosting the ratio of lift to drag.4Journal of Experimental Biology. Kinematics of diving Atlantic puffins (Fratercula arctica L.): evidence for an active upstroke

How deep and how long an auk can dive depends heavily on body size. Larger species carry proportionally more myoglobin in their muscles, a protein that stores oxygen and keeps muscles fueled during a breath-hold. The scaling works out favorably: as body mass increases, muscle oxygen stores grow faster than diving oxygen consumption, giving bigger auks disproportionately longer dive times. This helps explain why the largest auks, the murres, are the deepest divers, while the smallest species stay closer to the surface.5PubMed. Physiological constraints and dive behavior scale in tandem with body mass in auks: A comparative analysis

Cliffs, Eggs, and Getting Chicks to Sea

Most auks nest on sea cliffs or rocky islands, often in staggering numbers. Breeding colonies can number in the hundreds of thousands, with birds packed shoulder to shoulder on narrow ledges. This density creates unique problems, and auks have arrived at some striking solutions.

The common guillemot (known as the common murre in North America) lays a single egg directly on bare rock, with no nest at all. That egg is famously pyriform, meaning it is sharply pointed at one end and blunt at the other. For over a century, the popular explanation was that this shape causes the egg to spin in a tight arc if bumped, preventing it from rolling off a cliff ledge. Research has cast doubt on that tidy story. Rolling in an arc has little practical influence on whether an egg actually stays on a ledge. Instead, the pyriform shape may serve other purposes in the guillemot’s extremely dense colonies: the pointed shape may make the egg more resistant to mechanical damage from being stepped on by neighboring birds, and the reduced contact area between the pointed end and the ledge surface may help keep the egg clean in an environment thick with droppings and debris.6Ibis. The point of a Guillemot’s egg

Getting chicks from cliff to ocean is another challenge, and different auk species handle it in dramatically different ways. Little auk chicks stay in the nest until they can fly, departing the colony as reasonably competent fliers. Guillemot chicks, by contrast, leave the nest before their flight feathers have grown in. They simply jump from the cliff ledge and glide or tumble down to the sea, where a parent is waiting for them. This leap, which can involve drops of hundreds of feet, is one of the most dramatic moments in seabird biology.7Polar Biology. Fledging behaviour in colonial auks from the Alcini tribe: comparison of Little Auk Alle alle and Brünnich’s Guillemot Uria lomvia The chick continues to be fed at sea by its father for several weeks afterward, completing its development while floating far from land.

Recognizing Family in a Crowd

In a colony of tens of thousands of nearly identical black-and-white birds, finding your own chick or parent is no small task. Auks rely heavily on vocal recognition. Ancient murrelets take this to an extreme: the chicks leave the colony at just two days old, in the dark of night, and must find their parents somewhere on the open ocean. Playback experiments have shown that both adults and chicks can distinguish each other’s calls from those of strangers. Chick calls within a brood are similar to each other but differ between broods, giving parents a reliable acoustic signature to search for. In controlled tests, chicks preferentially approached speakers playing their own parent’s call, and adults were attracted to playback of their own chicks’ voices.8Animal Behaviour. Vocal recognition between parents and young of ancient murrelets, Synthliboramphus antiquus (Aves: Alcidae)

Not every auk species relies on vocal recognition the same way. In little auks, chick calls show individual distinctiveness, suggesting the potential for vocal recognition, but parent birds may not actually use those differences as long as the chick is sitting in the correct nest burrow. The logic is simple: if a chick is in your nest, it is almost certainly yours, so there is little pressure to develop fine-grained voice recognition.9PubMed Central. Mine or my neighbours’ offspring: an experimental study on parental discrimination of offspring in a colonial seabird, the little auk Alle alle Species where chicks leave the nest early and mix with others face stronger selection pressure to recognize individual voices, while species where chicks stay put can afford to be less discerning.

Why Some Auks Only Come Home at Night

Several auk species visit their breeding colonies only under cover of darkness. The rhinoceros auklet, the largest nocturnal auk, arrives at its colony at night carrying fish crosswise in its bill, unlike other nocturnal auks that carry food internally in a throat pouch. In some locations, colony visits shift to twilight hours or even daylight, which hints that the nocturnal habit is not ancient and hardwired but rather a relatively recent behavioral adaptation, probably driven by the threat of kleptoparasitism from gulls and predation by raptors. Coming and going at night simply reduces the chance of being attacked or having your food stolen on the way to the burrow.

Puffins, which are closely related to the rhinoceros auklet but are daytime colony visitors, face exactly the kinds of harassment that nocturnal timing avoids. Anyone who has watched a puffin colony has likely seen gulls mobbing returning puffins, trying to force them to drop the fish dangling from their bills. The rhinoceros auklet appears to have sidestepped this problem by switching to the night shift.

Ecological Engineers of the Arctic

Auks do not just live in ecosystems; some of them reshape the landscape. Little auks breed in enormous colonies in the high Arctic, numbering in the millions in some areas of Greenland and Svalbard. These birds feed on tiny crustaceans at sea and transport vast quantities of marine nutrients back to land in the form of guano. The fertilized soil around their colonies supports lush vegetation in an otherwise barren tundra landscape. Researchers estimate that marine-derived nutrients fuel more than 85% of terrestrial and aquatic biomass in areas influenced by little auk colonies.10PubMed Central. Small birds, big effects: the little auk (Alle alle) transforms high Arctic ecosystems

The fertilized vegetation then cascades through the food web. Hares, geese, foxes, reindeer, and introduced muskoxen all forage on or near the nutrient-enriched plant communities surrounding little auk colonies. In northwest Greenland, muskox density within about a kilometer of these fertilized vegetation hotspots is roughly ten times higher than in unfertilized areas.11PubMed Central. On the crucial importance of a small bird: The ecosystem services of the little auk (Alle alle) population in Northwest Greenland in a long-term perspective Marine-derived nitrogen deposited by seabirds was also found to be the single most important factor shaping tundra plant communities at a local scale, outweighing other environmental variables like soil moisture and temperature.12PLOS ONE. Importance of Marine-Derived Nutrients Supplied by Planktivorous Seabirds to High Arctic Tundra Plant Communities A bird that weighs about 150 grams is, collectively, engineering entire landscapes.

The Great Auk and What Its Loss Reveals

The most famous member of the family is the one we lost. The great auk was the original “penguin,” the name later transferred to the unrelated Southern Hemisphere birds. It was the only auk to become entirely flightless, standing about 75 centimeters tall, with the same stubby-winged, upright body plan that penguins are known for. It bred on rocky islands in the North Atlantic, from Canada to Scandinavia, and was abundant for thousands of years.

Genetic analysis of ancient DNA from great auk remains shows no evidence that the species was in decline before intensive human hunting began in the early sixteenth century. The population was large and genetically healthy. What killed the great auk was not gradual environmental change but direct, sustained exploitation at breeding colonies, where the flightless birds were easy to catch and kill for their meat, fat, and feathers. Population viability models suggest that human hunting alone was sufficient to drive the species to extinction, even without any contribution from environmental pressures.13PubMed Central. Demographic reconstruction from ancient DNA supports rapid extinction of the great auk Archaeological evidence from Norway further supports the conclusion that predation at breeding sites was the decisive factor.14International Journal of Osteoarchaeology. The great auk in Norway: From common to locally extinct

The last confirmed pair was killed on Eldey, a small island off Iceland, in June 1844. The great auk’s story is often cited as one of the starkest examples of how quickly even a widespread and numerous species can vanish when humans target its breeding sites. Because auks concentrate in dense, predictable colonies, they are acutely vulnerable to any threat that strikes at those gathering points.

Modern Threats From Warming Seas and Plastic

Today’s auks face pressures that are harder to see but potentially just as damaging as the clubs that killed the great auk. Ocean warming directly affects the prey base that auks depend on. Sixteen years of reproductive data from tufted puffins breeding in the northeast Pacific showed that unusually warm sea-surface temperatures corresponded with drastically reduced chick growth rates and fledging success. Warm water disrupts the timing and abundance of the small fish and zooplankton that puffin chicks need to grow, and when conditions are bad enough, entire breeding seasons can fail.15PubMed Central. Tufted puffin reproduction reveals ocean climate variability

Marine plastic pollution adds another layer of risk. Cassin’s auklets in the Canadian Pacific are exposed to varying levels of plastic contamination depending on the season. During summer, when the birds are at their breeding colonies and foraging offshore, plastic concentrations in their range are relatively low. But in winter, when the birds shift toward nearshore waters, they encounter considerably higher plastic concentrations. Necropsy results from birds recovered during a winter mortality event in 2014 were consistent with the model’s predictions of elevated exposure.16PubMed. Seasonal variability in vulnerability for Cassin’s auklets (Ptychoramphus aleuticus) exposed to microplastic pollution in the Canadian Pacific region Because auks feed by pursuing prey underwater, they are at particular risk of ingesting microplastics mixed in with their food.

Where Auks Go When They Leave the Cliffs

For most of the year, auks are not at their famous cliff colonies at all. They are scattered across open ocean, and tracking where they go has only recently become feasible with miniaturized light-based geolocation loggers. A study tracking common guillemots and razorbills from eleven colonies around the northern UK across two non-breeding seasons revealed strikingly different winter strategies between these two closely related species. Razorbills clustered heavily in the North Sea, while guillemot distributions spread much more broadly across Scottish coastal waters and into the North, Norwegian, and Barents Seas. Razorbills showed high levels of aggregation, tending to clump together even in winter, whereas guillemots were more dispersed and showed strong colony-specific patterns, with birds from different colonies heading to distinct wintering areas.17Marine Ecology Progress Series. Interspecific variation in non-breeding aggregation: a multi-colony tracking study of two sympatric seabirds

These differences in winter distribution matter for conservation. A species that clumps tightly in winter is vulnerable to a single localized event, like an oil spill or a fisheries collapse, while a more dispersed species hedges its bets across a wider area. Understanding these non-breeding patterns has become a priority for seabird biologists, because threats at sea during the eight or nine months auks spend away from breeding colonies may be just as consequential as anything that happens at the colony itself. Many auk populations are monitored primarily at their breeding sites, which means winter mortality and habitat degradation can go unnoticed until a sharp drop in returning birds signals that something went wrong far from shore.

Auks in Indigenous and Human History

Auks have been intertwined with human coastal cultures for millennia. In the North Atlantic, guillemot and puffin eggs were traditionally harvested from sea cliffs in Iceland, the Faroe Islands, Scotland, and Norway, a practice that in some places continues today under regulated quotas. Puffin hunting in Iceland has a long cultural history, with specialized nets used to catch birds in flight near colony entrances. In the North Pacific, Indigenous peoples of Alaska and the Aleutian Islands relied on auklets and murres as protein sources, and auklet skins were sewn into parkas, with dozens of birds needed for a single garment.

The word “auk” itself traces to Old Norse, reflecting the bird’s deep roots in Scandinavian maritime culture. And as noted earlier, the great auk gave the world the word “penguin,” probably derived from the Welsh “pen gwyn” (white head), which was applied to the great auk first and only later transferred to the Southern Hemisphere birds that European sailors thought looked similar. The fact that penguins are not auks at all, being as distantly related as any two bird groups can be, is one of the odder naming mix-ups in natural history.

The cultural connections run deeper than food and feathers. Seabird colonies have served as navigational landmarks for fishermen for centuries, and changes in auk behavior and breeding success have long been informal indicators of ocean health. Modern conservation science has formalized that role. Auks are now widely used as indicator species for the state of marine ecosystems, their breeding success and population trends serving as a readable signal of changes in fish stocks, ocean temperature, and pollution levels that would otherwise be invisible from shore.