How Are Neuroendocrine Tumors Graded?

Neuroendocrine tumors (NETs) are uncommon neoplasms arising from specialized neuroendocrine cells scattered throughout the body, such as the gastrointestinal tract, lungs, and pancreas. These cells possess characteristics of both nerve cells and hormone-producing cells. Because NETs can occur in many different locations and exhibit a wide spectrum of biological behaviors, accurately characterizing the tumor is necessary after diagnosis. This process, known as tumor grading, provides a predictive measure of the tumor’s aggressiveness and potential clinical course.

Why Grading is Essential for Neuroendocrine Tumors

Grading a neuroendocrine tumor provides information about its biological nature, specifically the rate at which cancer cells are multiplying. Grading is distinct from tumor staging, which measures the physical extent of the disease, such as size and spread to lymph nodes or distant organs. Grading focuses solely on the cellular behavior observed under a microscope.

The purpose of grading is to differentiate between slow-growing, lower-risk tumors and those that are rapidly proliferating and more aggressive. NETs are a highly heterogeneous group, meaning tumors arising in different organs or the same location can behave very differently. The assigned grade helps medical professionals standardize the diagnosis and establish a common language regarding the tumor’s likely trajectory.

A formal grade allows clinicians to predict the tumor’s growth rate and its propensity to metastasize. This prognostic value is important for NETs, as they range from indolent lesions managed with observation to highly aggressive malignancies requiring intensive treatment.

The Key Metrics Used to Determine Grade

Pathologists use specific quantitative metrics to assess the proliferative activity of a neuroendocrine tumor, translating cellular activity into a standardized grade. These measurements are derived from a biopsy or surgical specimen. The two primary measurements are the mitotic count and the Ki-67 proliferation index.

The mitotic count measures the number of actively dividing cells, known as mitotic figures, within a defined area of the tumor tissue. Mitosis is the process of cell division, and a higher count indicates rapid cell creation. This count is typically expressed as the number of mitotic figures observed per 10 high-power fields (HPF) of the microscope.

The Ki-67 proliferation index is the second metric and is highly influential in NET grading. Ki-67 is a protein expressed in the nuclei of cells that are actively preparing for or undergoing division. The index is determined through immunohistochemistry, which uses special stains to highlight the Ki-67 protein, making proliferating cells visible.

The Ki-67 index is calculated as a percentage, representing the proportion of tumor cell nuclei stained positive for the protein. For example, a Ki-67 index of 5% means that five out of every 100 tumor cells are dividing. Both the mitotic count and the Ki-67 index measure the tumor’s growth fraction.

These two measurements are assessed independently. If they suggest different grades, the World Health Organization (WHO) classification recommends assigning the higher of the two grades. This ensures the tumor’s most aggressive component guides the treatment strategy.

Understanding Grade Classifications (G1, G2, and G3)

The WHO classification system uses the Ki-67 index and mitotic count to categorize neuroendocrine tumors into three distinct grades: Grade 1 (G1), Grade 2 (G2), and Grade 3 (G3). These classifications correlate directly with the tumor’s proliferative rate and its expected behavior.

Grade 1 (G1)

G1 tumors are classified as having low proliferation and are often described as slow-growing. The criteria for G1 are a Ki-67 proliferation index of less than 3% and a mitotic count of less than two mitoses per 10 high-power fields. These tumors are generally well-differentiated, meaning their cells still closely resemble normal neuroendocrine cells under the microscope.

Grade 2 (G2)

G2 tumors represent an intermediate level of proliferation and exhibit a more variable clinical course. The defining thresholds for G2 are a Ki-67 index between 3% and 20%, or a mitotic count ranging from two to 20 mitoses per 10 high-power fields. A G2 diagnosis signals a tumor with moderate growth potential that requires careful monitoring and often more proactive management than a G1 tumor.

Grade 3 (G3)

G3 tumors are characterized by high proliferation and are the most aggressive category. This grade is assigned when the Ki-67 index exceeds 20% or the mitotic count is greater than 20 mitoses per 10 high-power fields. Within the G3 category, a distinction is made based on cell appearance: well-differentiated G3 tumors retain some neuroendocrine features, while poorly-differentiated neuroendocrine carcinomas (NECs) show highly abnormal cell features.

The distinction between G3 well-differentiated NETs and G3 poorly-differentiated NECs is important because they have different genetic characteristics and respond to different treatment approaches. Poorly-differentiated NECs typically have a Ki-67 index often above 50% and are managed with intensive, platinum-based chemotherapy regimens. The specific Ki-67 percentage within the G3 range helps refine the prognosis and therapeutic plan.

How Grade Influences Treatment and Prognosis

The assigned grade fundamentally guides the therapeutic strategy and serves as an indicator of the patient’s likely prognosis. The treatment approach shifts dramatically across the three grades, moving toward systemic, multi-modality therapies as the grade increases.

Grade 1 Treatment

For G1 tumors, the prognosis is generally favorable. Initial management may involve observation or surgical removal if the tumor is localized. If the tumor is advanced, G1 tumors often respond well to targeted therapies, such as long-acting somatostatin analogs, which help stabilize the disease and control symptoms.

Grade 2 Treatment

G2 tumors, with their intermediate growth rate, require a more comprehensive approach. Treatment frequently includes somatostatin analogs to slow cell proliferation, and patients may also be candidates for other targeted agents or peptide receptor radionuclide therapy (PRRT). The prognosis is less predictable than for G1 tumors, necessitating a more active management strategy.

Grade 3 Treatment

A diagnosis of a G3 tumor indicates a significantly more aggressive disease, correlating with a less favorable prognosis and shorter survival rates. These highly proliferative tumors are typically resistant to the targeted therapies used for G1 and G2 disease. Consequently, G3 tumors, especially poorly-differentiated neuroendocrine carcinomas, are often managed with intensive systemic chemotherapy regimens designed to rapidly kill fast-dividing cells.

The tumor grade is a direct determinant of the disease’s aggressiveness and the necessary therapeutic intensity. Lower grades are generally associated with longer survival and a wider range of effective treatment options. Conversely, a high grade necessitates an aggressive treatment plan and close, long-term monitoring.