What Are the 4 Stages of Swallowing?

Swallowing, medically termed deglutition, is a complex biomechanical process that moves food, liquids, or saliva from the mouth into the stomach. This process is orchestrated by over 30 muscle groups and several cranial nerves, serving the functions of nutrition and airway protection. Successful movement requires a precise and coordinated progression through four distinct physiological stages. These phases transition sequentially from conscious control to purely reflexive actions, ensuring the ingested material reaches the digestive tract safely.

The Oral Preparatory Phase

The initial stage of swallowing is entirely voluntary and focuses on readying the ingested material for transport. This phase involves mastication, where the teeth and jaw muscles mechanically break down the material into smaller particles. The food mixes with saliva, which moistens and lubricates the material while beginning the chemical digestive process. This manipulation transforms the mixed food and saliva into a cohesive, manageable mass known as the bolus. The tongue positions the food and gathers the bolus, while the lips and cheeks maintain a seal to prevent material from escaping the oral cavity.

The Oral Transit Phase

Once the bolus is prepared, the oral transit phase begins the process of propelling the material backward. This rapid movement generally lasts less than one second and remains under voluntary control. The tongue presses the bolus against the hard palate, executing a wave-like motion from the front toward the back of the mouth. This propulsion squeezes the bolus toward the oropharynx, the area connecting the mouth to the throat. The phase concludes when the bolus reaches a trigger point in the back of the mouth, signaling the brainstem to initiate the involuntary swallowing reflex.

The Pharyngeal Phase

The pharyngeal phase is a rapid, involuntary, and highly coordinated reflex, occurring in under a second. Once triggered, the primary goal is to transport the bolus through the pharynx while protecting the airway from aspiration. Breathing momentarily ceases during this phase, a protective mechanism called swallowing apnea.

Multiple events occur simultaneously to seal off the airway. The soft palate elevates and retracts, closing the velopharyngeal port to prevent the bolus from entering the nasal cavity. Concurrently, the larynx elevates and moves forward. This movement helps pull open the entrance to the esophagus.

As the larynx rises, the vocal folds close tightly, and the epiglottis folds down over the airway opening, acting like a protective lid. The upper esophageal sphincter (UES), a ring of muscle, is signaled to relax and open. Finally, the pharyngeal constrictor muscles contract sequentially, generating a wave of pressure that squeezes the bolus into the open UES.

The Esophageal Phase

The final stage is the esophageal phase, which is entirely involuntary and transports the bolus from the throat to the stomach. This phase begins once the bolus passes through the upper esophageal sphincter (UES). Transit time through the esophagus typically takes between 5 and 9 seconds. The material is propelled by peristalsis, a series of sequential, wave-like muscle contractions that move the bolus downward, independent of gravity. The phase concludes when the bolus reaches the lower esophageal sphincter (LES), which relaxes to allow the material to enter the stomach and then quickly closes, preventing backward flow.